Commodity pool

Results: 289



#Item
181Financial markets / Financial system / MF Global / Securities Investor Protection Corporation / Futures contract / Commodity Futures Trading Commission / Commodity Pool Operator / National Futures Association / Short / Financial economics / Commodities market / Finance

TESTIMONY OF DANIEL J. ROTH PRESIDENT AND CHIEF EXECUTIVE OFFICER NATIONAL FUTURES ASSOCIATION BEFORE THE COMMITTEE ON AGRICULTURE U.S. HOUSE OF REPRESENTATIVES December 8, 2011

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Source URL: agriculture.house.gov

Language: English - Date: 2011-12-07 16:09:52
182Financial system / National Futures Association / Commodity Pool Operator / Commodity Futures Trading Commission / Commodity pool / Commodity trading advisor / Futures contract / Foreign exchange market / Commodity broker / Commodities market / Financial economics / Finance

Background Affiliation Status Information Center: An Information Resource for the Investing Public

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Source URL: www.nfa.futures.org

Language: English - Date: 2012-11-12 17:14:16
183Financial system / Commodity Futures Trading Commission / Futures contract / Commodity Exchange Act / Commodity market / Commodity trading advisor / Commodity pool / Derivative / Futures exchange / Commodities market / Financial economics / Finance

CFTC Reauthorization Section-by-Section To Chairman’s Mark December 11, 2007 To reauthorize and amend the Commodity Exchange Act to promote legal certainty, enhance competition, and reduce systemic risk in markets for

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Source URL: agriculture.house.gov

Language: English - Date: 2011-07-08 10:50:22
184Commodities market / Commodity pool / Commodity Pool Operator / Commodity Futures Trading Commission / Commodity trading advisor / Exchange-traded fund / Investment Advisers Act / Futures contract / Registered Investment Advisor / Financial economics / Investment / Finance

Microsoft Word - ICI Comment Letter on Aggregation Proposal Final

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Source URL: www.ici.org

Language: English
185Commodities market / Financial markets / Commodity Futures Trading Commission / Commodity Pool Operator / Dodd–Frank Wall Street Reform and Consumer Protection Act / Commodity pool / Hedge fund / Futures contract / Commodity trading advisor / Financial economics / Finance / Investment

September 28, 2012 The Honorable Timothy F. Geithner Secretary United States Department of the Treasury 1500 Pennsylvania Avenue, N.W.

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Source URL: www.ici.org

Language: English
186Financial system / Financial markets / Commodity Futures Trading Commission / Late-2000s financial crisis / Securities regulation in the United States / Dodd–Frank Wall Street Reform and Consumer Protection Act / Commodity pool / Commodity Pool Operator / Investment Advisers Act / Commodities market / Financial economics / Financial regulation

Microsoft Word - ICI Statement on CFTC FY 2015 budget FINAL.doc

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Source URL: www.ici.org

Language: English
187Financial markets / Financial regulation / Commodities market / Commodity Futures Trading Commission / Short selling / Securities regulation in the United States / U.S. Securities and Exchange Commission / Futures contract / Commodity pool / Finance / Financial economics / Business

Microsoft Word - ARCMF Declarations and Credit Check.docx

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Source URL: www.arkansas.gov

Language: English - Date: 2011-05-03 16:20:35
188Financial system / Finance / Commodity Futures Trading Commission / Independent agencies of the United States government / Futures contract / Commodity Exchange Act / National Futures Association / Commodity pool / Floor broker / Financial markets / Financial economics / Commodities market

OMB NO[removed]COMMODITY FUTURES TRADING COMMISSION NATIONAL FUTURES ASSOCIATION FORM 8-W Request for withdrawal from registration as a Floor Broker or Floor Trader.

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Source URL: www.nfa.futures.org

Language: English - Date: 2010-03-11 15:04:34
189United States securities law

REQUEST FOR PUBLIC COMMENT REGARDING THE PROJECT GROUP’S PROPOSED AMENDMENT TO ADD CROSS REFERENCE SHEET STANDARDS FOR NASAA GUIDELINES FOR REGISTRATION OF COMMODITY POOL PROGRAMS. To: NASAA Members From: NASAA Direct

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Source URL: www.nasaa.org

Language: English - Date: 2014-08-21 21:41:30
    190Financial system / National Futures Association / Commodity Futures Trading Commission / Commodity Pool Operator / Commodity Exchange Act / Commodity pool / Futures contract / Commodity trading advisor / Foreign exchange market / Commodities market / Financial economics / Finance

    Exempt Foreign Firm Application Template (Entire)

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    Source URL: www.nfa.futures.org

    Language: English - Date: 2012-09-13 15:03:29
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